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ACAMS Certified Anti-Money Laundering Specialists (CAMS中文版) Sample Questions:
1. 關於金融機構向執法機構揭露可疑交易報告的支持文件,正確的情況是什麼?
A) 金融機構可以將該請求通知帳戶持有人
B) 確認請求來自執法機關的代表
C) 也必須向帳戶持有人的律師提供所有已發布文件的副本
D) 盡快使用電子郵件提供文檔
2. 外國資產管制辦公室域外影響力的哪個關鍵面向具體涉及被禁止的交易?
A) 禁止或拒絕與特定國家、實體和個人進行未經許可的貿易和金融交易
B) 禁止或拒絕與特定國家、實體和個人進行未經許可的對外貿易和金融交易。
C) 禁止或拒絕與指定國家、實體和非美國進行許可的貿易和金融交易
個人
D) 禁止或拒絕與指定國家、實體和美國進行許可的貿易和金融交易
個人
3. 銀行收到傳票請求(或已受到監控數月的客戶)。銀行希望關閉該帳戶以減輕任何額外風險。但是,政府要求該帳戶保持開放狀態。什麼必須向銀行提供文件以保持帳戶開放嗎?
A) 董事會授權
B) 保持帳戶開放但資金凍結的命令
C) 帶有正確抬頭並獲得政府授權的書面請求
D) 政府與金融機構之間保持帳戶開放的電子郵件協議
4. 金融機構 (FI) 的合規官收到當地執法機構對客戶的調查請求。金融機構應採取哪些行動?
A) 在提交客戶資訊之前獲得金融情報部門 (FIU) 的批准。
B) 將負責客戶的員工指派給調查小組。
C) 考慮聘請合格、經驗豐富的法律顧問。
D) 省略一些回覆以滿足監理截止日期。
5. 埃格蒙特集團的主要目標是什麼?(選兩個。)
A) 制定旨在防止
B) 作為全球金融情報機構的聯合機構
C) 充當全球金融機構的審慎監理者
D) 反洗錢 提供金融情報的安全交換平台
E) 作為反腐敗領域的權威機構
Solutions:
| Question # 1 Answer: B | Question # 2 Answer: A | Question # 3 Answer: C | Question # 4 Answer: C | Question # 5 Answer: A,B |




